Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 6 Jun 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (4 Oct 2021 to 3 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
    • CF30 Customer (14 Feb 2012 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 Sep 2011 to 3 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.