Leighton Spencer Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orbis Investments (U.K.) Limited (no longer approved here)

    FRN 592777

    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 21 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Sep 2024)
    • CF1 Director (17 Jul 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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