Leighton Charles Hawkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Aug 2012 to 2 Feb 2018)
    • CF1 Director (AR) (31 Aug 2012 to 2 Feb 2018)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • Responsible for Insurance Mediation (10 Nov 2008 to 16 Jul 2012)
    • CF1 Director (10 Nov 2008 to 16 Jul 2012)
    • CF10 Compliance Oversight (10 Nov 2008 to 16 Jul 2012)
    • CF11 Money Laundering Reporting (10 Nov 2008 to 16 Jul 2012)
    • CF30 Customer (10 Nov 2008 to 16 Jul 2012)
    • CF8 Apportionment and Oversight (10 Nov 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.