Leigh John Stephens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited

    FRN 194779

    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (19 May 2025 to 10 Sep 2025)
  • TIML Ltd (no longer approved here)

    FRN 670184

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • CF30 Customer (14 Jul 2017 to 8 Dec 2019)
    • CF1 Director (14 Jul 2017 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (9 Sep 2010 to 1 Feb 2017)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (30 May 2008 to 22 Mar 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (27 May 2008 to 22 Mar 2010)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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