Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Jun 2023)
    • [FCA CF] Material risk taker (since 31 May 2023)
    • [FCA CF] Client dealing (since 31 May 2023)
    • [FCA CF] Manager of certification employee (since 19 Jun 2023)
    • [FCA CF] Material risk taker (since 31 May 2023)
    • [FCA CF] Client dealing (since 31 May 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (8 Oct 2012 to 15 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.