Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (15 Oct 2019 to 14 Oct 2022)
    • CF30 Customer (21 Dec 2010 to 8 May 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (29 Nov 2005 to 9 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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