Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 17 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 17 Jan 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 25 Oct 2005)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (85)Employed By (25 Jun 2004 to 25 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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