Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 15 Dec 2025)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 17 Nov 2025)
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- [FCA CF] Manager of certification employee (20 Jun 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2005 to 17 Jan 2006)
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- CF21 Investment Adviser (1 Jun 2005 to 25 Oct 2005)
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- (85)Employed By (25 Jun 2004 to 25 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.