Lee Warren Dobson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF2 Chief Finance (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF1 Director (18 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (30 Jan 2019 to 8 Dec 2019)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • CF2 Non Executive Director (4 Jul 2008 to 30 Apr 2009)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF2 Non Executive Director (4 Jul 2008 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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