Lee Stunell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Protect and Lend Limited
FRN 811665
- (13)Employed By (since 16 Dec 2024)
New Leaf Distribution Limited
FRN 460421
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 May 2024)
- CF30 Customer (since 16 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Mar 2024)
Spearpoint Consultants Limited (no longer approved here)
FRN 820898
- (8)Employed By (16 May 2024 to 16 Dec 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 Jan 2023 to 30 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (20 Sep 2022 to 30 Nov 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.