Lee Stuart Dearden

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 17 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 6 Oct 2025)
  • Dean Stevens Wealth Management

    FRN 736741

    • (3)Employed By (since 17 Dec 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (3 Jul 2020 to 9 Jul 2025)
    • [FCA CF] Client dealing (3 Jul 2020 to 9 May 2025)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF24 Pension Transfer Specialist (3 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.