Lee Steven Farrington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 17 Mar 2025)
    • CF1 Director (AR) (since 1 Mar 2025)
    • CF30 Customer (since 1 Mar 2025)
  • Amber Wealth Management Limited

    FRN 1028533

    • (1)Employed By (since 1 Mar 2025)
  • Amber Finance Limited

    FRN 593399

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 May 2016)
    • CF10 Compliance Oversight (4 May 2017 to 8 Dec 2019)
    • CF1 Director (18 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jul 2013 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (27 Jan 2011 to 17 Jul 2013)
  • Amber Finance Ltd (no longer approved here)

    FRN 480542

    • Employed By (27 Jan 2011 to 17 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.