Lee Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 12 Mar 2024)
- CF4 Partner (AR) (since 26 Feb 2024)
Kingfisher Mortgages LLP
FRN 1008853
- (2)Employed By (since 26 Feb 2024)
Eadon & Co Ltd (no longer approved here)
FRN 816029
- [FCA CF] Functions requiring qualifications (16 Nov 2023 to 15 Dec 2023)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.