Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
    • CF1 Director (AR) (6 Jun 2006 to 7 Sep 2009)
    • CF1 Director (5 Dec 2005 to 6 Jun 2006)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (518)Employed By (11 Sep 2009 to 11 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

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