Lee Simon Sutton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 17 Aug 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (24 Jul 2006 to 16 Jan 2009)
- CF22 Investment Adviser (Trainee) (24 Jul 2006 to 17 Oct 2007)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (24 Jul 2006 to 16 Jan 2009)
Mortgage Next Network Limited (no longer approved here)
FRN 300866
- CF1 Director (AR) (21 Nov 2005 to 9 Oct 2006)
The Bureau of Mortgage Advice & Planning Ltd (no longer approved here)
FRN 441658
- Employed By (21 Nov 2005 to 9 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.