Lee Ross Gibson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakworth Financial Planning Limited

    FRN 229355

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2023 to 3 Nov 2023)
    • CF30 Customer (20 Sep 2023 to 3 Nov 2023)
  • Finli (IPWM) Limited (no longer approved here)

    FRN 591331

    • (16)Employed By (20 Sep 2023 to 3 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (16)Employed By at Finli (IPWM) Limited