Lee Pimblott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPB FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 720238

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF10 Compliance Oversight (4 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (4 Jan 2019 to 25 Mar 2025)
    • CF1 Director (7 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (20 Aug 2015 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.