Lee Peter Scott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (9 Apr 2019 to 8 Apr 2020)
    • [FCA CF] Material risk taker (9 Apr 2019 to 8 Apr 2020)
    • [PRA CF] Managing a material risk taker (12 Nov 2018 to 8 Apr 2020)
    • [FCA CF] Algorithmic trading (12 Nov 2018 to 8 Apr 2020)
    • [FCA CF] Manager of certification employee (22 May 2018 to 8 Apr 2020)
    • [FCA CF] Client dealing (20 Nov 2017 to 8 Apr 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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