Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AL Capital Limited
FRN 798470
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 23 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 30 Oct 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 19 Mar 2018)
- CF10 Compliance Oversight (19 Mar 2018 to 8 Dec 2019)
- CF1 Director (19 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.