Lee Nicholas Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF30 Customer (14 Oct 2010 to 28 Feb 2013)
Portland Wealth Management Limited (no longer approved here)
FRN 516596
- (1)Employed By (14 Oct 2010 to 28 Feb 2013)
Sovereign (Financial Services) Limited (no longer approved here)
FRN 480202
- CF30 Customer (1 Apr 2008 to 1 Jul 2010)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF24 Pension Transfer Specialist (4 Apr 2002 to 31 May 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)

Updates to this individual's record on the FCA register.

13 hours ago
controlled function removed: Employed By at Portland Wealth Management Limited
13 hours ago
controlled function added: (1)Employed By at Portland Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.