Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2020)
- CF30 Customer (2 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (1 Aug 2011 to 31 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2014)
- CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (31 Oct 2003 to 19 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.