Lee McNeill

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gregory Pennington Limited
FRN 664019
- SMF1 Chief Executive (since 28 Feb 2025)
- SMF3 Executive Director (since 19 Jun 2020)
- [FCA CF] Significant management (since 19 Jun 2020)
- CF1 Director (AR) (8 Apr 2022 to 20 Jan 2023)
Benesse Advice Limited (no longer approved here)
FRN 425293
- Employed By (8 Apr 2022 to 20 Jan 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.