Lee Matthew Wiseman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EIGM LIMITED
FRN 948638
- SMF29 Limited scope function (limited scope SMCR firms only) (since 22 Apr 2021)
Wiseman Finance Limited
FRN 798352
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (17 Aug 2020 to 5 Oct 2021)
- CF1 Director (9 Apr 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Apr 2018 to 8 Dec 2019)
ARDINES AND WISEMAN LIMITED (no longer approved here)
FRN 926687
- Employed By (17 Aug 2020 to 5 Oct 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.