Lee Mark Adams

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 30 Jan 2007)
  • Lee Adams Wealth Management Limited

    FRN 451093

    • (2)Employed By (since 1 Mar 2016)
    • (1)Employed By (26 Apr 2006 to 28 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (3 May 2005 to 24 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.