Lee Lockwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 20 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (10 Mar 2026 to 11 Mar 2026)
Openwork Access Limited
FRN 435257
- (6)Employed By (since 20 Apr 2026)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- [FCA CF] Significant management (14 Jun 2023 to 12 Mar 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.