Lee John Waterfall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited

    FRN 618025

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2022)
    • CF1 Director (AR) (since 29 Mar 2022)
    • CF30 Customer (since 29 Mar 2022)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 7 Apr 2022)
    • CF30 Customer (6 Dec 2017 to 3 Jun 2019)
  • Purity Financial Services Limited

    FRN 842066

    • (5)Employed By (since 29 Mar 2022)
    • (3)Employed By (16 May 2019 to 24 Nov 2020)
  • Which Way Financial Solutions Ltd (no longer approved here)

    FRN 711870

    • Employed By (6 Dec 2017 to 24 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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