Lee Jason Whiteside

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plan4Life Limited

    FRN 697369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Apr 2026)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (18 Aug 2008 to 27 Nov 2012)
  • Creaking Gate Limited (no longer approved here)

    FRN 447841

    • Employed By (18 Aug 2008 to 27 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
    • CF22 Investment Adviser (Trainee) (22 Nov 2005 to 20 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.