Lee James Ball

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (22 Apr 2009 to 21 Jun 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (23 Jan 2013 to 24 Sep 2014)
    • CF30 Customer (12 Nov 2012 to 24 Sep 2014)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (12 Nov 2012 to 24 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.