Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Oct 2024)
    • CF30 Customer (since 14 Oct 2024)
    • (2)Employed By (since 14 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Apr 2023 to 20 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (21 Nov 2022 to 20 Sep 2024)
  • Avocet Wealth Partnership Ltd (no longer approved here)

    FRN 943481

    • Employed By (26 Apr 2023 to 20 Sep 2024)
  • Cooper Associates Limited (no longer approved here)

    FRN 493369

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 31 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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