Lee Hope

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 17 Jun 2024)
Wellington Management International Limited (no longer approved here)
FRN 208573
- [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2024)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (12 Sep 2011 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (11 Aug 2008 to 11 Jun 2011)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (11 Aug 2008 to 11 Jun 2011)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 26 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.