Lee Hawthorn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 20 Jul 2020)
- CF1 Director (AR) (since 7 May 2020)
Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 7 May 2020)
Clear Financial Services (UK) Ltd
FRN 527437
- Employed By (since 14 Jul 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (28 Dec 2011 to 31 Dec 2012)
- CF1 Director (AR) (28 Dec 2011 to 6 Sep 2021)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (7 Apr 2004 to 10 Aug 2007)
- CF22 Investment Adviser (Trainee) (27 May 2003 to 7 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.