Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2024)
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- CF30 Customer (12 Oct 2009 to 17 Nov 2010)
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
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- Employed By (12 Oct 2009 to 17 Nov 2010)
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- CF28 Systems and controls (1 Nov 2007 to 16 Aug 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 16 Aug 2011)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 16 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.