Lee Darren Clark

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (21 May 2019 to 8 Dec 2019)
Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 25 Nov 2020)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (21 May 2019 to 8 Dec 2019)
Russell Investments Implementation Services Limited (no longer approved here)
FRN 415353
- CF30 Customer (16 Apr 2014 to 29 Mar 2019)
The Northern Trust Company (no longer approved here)
FRN 122020
- CF30 Customer (22 Jun 2011 to 28 Feb 2014)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (1 Nov 2007 to 30 Nov 2011)
- CF27 Investment Management (28 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Dec 2006 to 28 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.