Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Griffin Legal LLP
FRN 838383
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Sep 2024)
- [FCA CF] CASS oversight function (since 1 Apr 2020)
- [FCA CF] Client dealing (since 1 Apr 2020)
- [FCA CF] Significant management (since 1 Apr 2020)
- [PRA CF] Key function holder (since 1 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.