Lee Burrows

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2023)
    • [FCA CF] Material risk taker (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 6 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Algorithmic trading (26 Jun 2019 to 1 Aug 2023)
    • [FCA CF] Manager of certification employee (11 Apr 2019 to 2 Oct 2023)
    • [FCA CF] Client dealing (11 Apr 2019 to 2 Oct 2023)
    • [FCA CF] Material risk taker (11 Apr 2019 to 2 Oct 2023)
    • [PRA CF] Managing a material risk taker (11 Apr 2019 to 2 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Apr 2019 to 2 Oct 2023)
    • CF29 Significant management (13 Jan 2010 to 14 Jan 2011)
    • CF21 Investment Adviser (21 Sep 2002 to 19 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 21 Sep 2002)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 Jun 2011 to 25 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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