Lee Anthony Hellin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 30 Mar 2020)
Azets Financial Planning Limited (no longer approved here)
FRN 526955
- Employed By (14 May 2018 to 17 Dec 2019)
Fidelius Ltd (no longer approved here)
FRN 188615
- CF30 Customer (10 May 2018 to 17 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (15 May 2014 to 28 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.