Lee Anthony Cooper

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 14 Dec 2009)
- Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 15 Dec 2023)
- CF30 Customer (18 Jun 2020 to 11 Dec 2020)
Cooper Associates Limited
FRN 493369
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (14 Jan 2009 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2009 to 30 Sep 2018)
- CF1 Director (14 Jan 2009 to 8 Dec 2019)
Cooper Associates Wealth Management Ltd
FRN 514008
- Employed By (since 14 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.