Lee Adams

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peritus Private Finance Limited
FRN 729282
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Jun 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (27 Dec 2012 to 7 Jun 2013)
Lee adams (no longer approved here)
FRN 584679
- Employed By (25 Jul 2012 to 28 Dec 2012)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (22 Sep 2009 to 12 Jan 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.