Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 21 May 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
- SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2022)
- Responsible for Insurance Mediation (21 May 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (21 May 2018 to 30 Nov 2022)
- CF10 Compliance Oversight (21 May 2018 to 8 Dec 2019)
- CF1 Director (21 May 2018 to 8 Dec 2019)
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- CF1 Director (AR) (5 Jan 2015 to 10 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.