Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 30 Apr 2025)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Manager of certification employee (since 30 Apr 2025)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Manager of certification employee (since 30 Apr 2025)
    • [FCA CF] Client dealing (since 24 Mar 2021)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Client dealing (25 Nov 2020 to 5 Feb 2021)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 5 Feb 2021)
    • CF30 Customer (17 May 2010 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 5 Feb 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 5 Feb 2021)
    • CF30 Customer (17 May 2010 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (30 Mar 2009 to 31 Dec 2009)
    • CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (22 Nov 2004 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.