Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 30 Apr 2025)
- [FCA CF] Client dealing (since 24 Mar 2021)
-
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 30 Apr 2025)
- [FCA CF] Client dealing (since 24 Mar 2021)
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 30 Apr 2025)
- [FCA CF] Client dealing (since 24 Mar 2021)
-
- [FCA CF] Client dealing (25 Nov 2020 to 5 Feb 2021)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 5 Feb 2021)
- CF30 Customer (17 May 2010 to 8 Dec 2019)
-
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 5 Feb 2021)
- [FCA CF] Client dealing (25 Nov 2020 to 5 Feb 2021)
- CF30 Customer (17 May 2010 to 8 Dec 2019)
-
- CF30 Customer (30 Mar 2009 to 31 Dec 2009)
- CF21 Investment Adviser (12 Jul 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (22 Nov 2004 to 3 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.