Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (18 May 2020 to 1 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (2 Nov 2018 to 1 Oct 2025)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Oct 2025)
- [FCA CF] Client dealing (7 Sep 2016 to 1 Oct 2025)
- [FCA CF] Material risk taker (7 Mar 2016 to 5 Mar 2017)
- CF30 Customer (28 Feb 2011 to 6 Mar 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (18 May 2020 to 1 Oct 2025)
- [FCA CF] Significant management (18 May 2020 to 1 Oct 2025)
- [FCA CF] Material risk taker (18 May 2020 to 1 Oct 2025)
- [FCA CF] Client dealing (8 Dec 2017 to 1 Oct 2025)
- [FCA CF] Manager of certification employee (8 Dec 2017 to 1 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.