Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (18 May 2020 to 1 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (2 Nov 2018 to 1 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Oct 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 1 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Mar 2017)
    • CF30 Customer (28 Feb 2011 to 6 Mar 2016)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (18 May 2020 to 1 Oct 2025)
    • [FCA CF] Significant management (18 May 2020 to 1 Oct 2025)
    • [FCA CF] Material risk taker (18 May 2020 to 1 Oct 2025)
    • [FCA CF] Client dealing (8 Dec 2017 to 1 Oct 2025)
    • [FCA CF] Manager of certification employee (8 Dec 2017 to 1 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.