Lawrie James Chandler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edale UK Management Limited

    FRN 812332

    • 10. Broker fund adviser
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • [PRA CF] Key function holder (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (3 Apr 2019 to 8 Dec 2019)
    • CF1 Director (3 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (3 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
  • Market Position Limited (no longer approved here)

    FRN 465575

    • CF30 Customer (15 Apr 2014 to 3 Apr 2019)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • CF30 Customer (21 Dec 2010 to 24 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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