Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gold Wealth Management Advisers Ltd
FRN 1018919
- (2)Employed By (since 25 Sep 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Sep 2010)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Oct 2004 to 30 Jun 2005)
- CF7 Sole Trader (AR) (8 Oct 2004 to 28 Oct 2005)
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- (4)Employed By (8 Oct 2004 to 24 Oct 2024)
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- (2)Employed By (1 Oct 1998 to 27 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.