Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- [FCA CF] Manager of certification employee (since 8 Apr 2024)
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- CF30 Customer (2 Jun 2014 to 1 Aug 2016)
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- CF30 Customer (1 Sep 2011 to 24 Feb 2014)
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- Employed By (1 Sep 2011 to 24 Feb 2014)
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- CF30 Customer (4 Mar 2010 to 19 Oct 2011)
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- CF30 Customer (30 Nov 2007 to 3 Mar 2010)
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- CF22 Investment Adviser (Trainee) (7 Jun 2002 to 1 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.