Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Jul 2023)
    • [FCA CF] Manager of certification employee (since 31 Jul 2023)
    • [FCA CF] Client dealing (since 31 Jul 2023)
    • [FCA CF] Manager of certification employee (since 31 Jul 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 17 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 17 Apr 2023)
    • [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 17 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 17 Apr 2023)
    • [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (15 Dec 2017 to 17 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Dec 2017 to 17 Apr 2023)
    • [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 May 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (7 Oct 2008 to 15 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.