Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 31 Jul 2023)
- [FCA CF] Manager of certification employee (since 31 Jul 2023)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 31 Jul 2023)
- [FCA CF] Manager of certification employee (since 31 Jul 2023)
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- [FCA CF] Material risk taker (18 Dec 2020 to 17 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 17 Apr 2023)
- [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
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- [FCA CF] Material risk taker (18 Dec 2020 to 17 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 17 Apr 2023)
- [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
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- [FCA CF] Material risk taker (15 Dec 2017 to 17 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (15 Dec 2017 to 17 Apr 2023)
- [FCA CF] Client dealing (15 Aug 2017 to 17 Apr 2023)
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- CF30 Customer (12 May 2010 to 6 Mar 2016)
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- CF30 Customer (7 Oct 2008 to 15 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.