Lawrence Keith Chalk

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Trinity Financial Limited
FRN 793667
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 9 May 2018)
- CF10 Compliance Oversight (7 Nov 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (9 May 2018 to 30 Sep 2018)
- CF1 Director (9 May 2018 to 8 Dec 2019)
Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- CF1 Director (AR) (1 Sep 2015 to 9 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.