Lawrence Joseph Small

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Valence8 LLP (no longer approved here)
FRN 977375
- SMF16 Compliance Oversight (2 May 2023 to 1 Aug 2023)
- SMF27 Partner (2 May 2023 to 1 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 May 2023 to 1 Aug 2023)
Cabot Square Capital LLP (no longer approved here)
FRN 439439
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2021)
- SMF27 Partner (9 Dec 2019 to 7 Jan 2022)
- CF11 Money Laundering Reporting (29 Nov 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Dec 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (12 Jul 2006 to 8 Dec 2019)
- CF27 Investment Management (1 May 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.