Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
A Mortgage Now LLP
FRN 301637
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (20 Oct 2017 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
- CF4 Partner (31 Oct 2004 to 8 Dec 2019)
- Responsible for Insurance Mediation (31 Oct 2004 to 30 Sep 2018)
- CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.