Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Dec 2014)
    • Employed By (since 8 Dec 2014)
  • Beard & Coles Financial Practice Ltd (no longer approved here)

    FRN 182412

    • (22)Employed By (17 Feb 2010 to 31 Dec 2014)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Crest Asset Management (no longer approved here)

    FRN 158260

    • Employed By (1 Dec 2001 to 18 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Beard & Coles Financial Practice Ltd

  2. controlled function added: (22)Employed By at Beard & Coles Financial Practice Ltd