Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 15 Dec 2014)
-
Warwick Road Financial Services Ltd
FRN 656015
- Employed By (since 8 Dec 2014)
-
- (22)Employed By (17 Feb 2010 to 31 Dec 2014)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
-
- Employed By (1 Dec 2001 to 18 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
-
controlled function added: (22)Employed By at Beard & Coles Financial Practice Ltd