Lawrence James Cafferty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (27 May 2022 to 28 Jun 2023)
    • [FCA CF] Client dealing (27 May 2022 to 28 Jun 2023)
    • CF30 Customer (10 Nov 2011 to 19 Oct 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (17 Feb 2021 to 28 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2022)
    • CF30 Customer (17 Sep 2012 to 6 Jun 2022)
  • Berkeley St James Financial Planning (no longer approved here)

    FRN 588004

    • Employed By (17 Sep 2012 to 28 Sep 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 27 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 27 Sep 2011)
  • Berkeley St James Finance Limited (no longer approved here)

    FRN 183339

    • Employed By (1 Dec 2001 to 27 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.