Lawrence Gregory Dean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Apr 2024)
    • CF1 Director (AR) (since 9 Mar 2024)
    • CF30 Customer (since 9 Mar 2024)
  • Intelligent Wealth Planning Ltd

    FRN 1009993

    • (1)Employed By (since 9 Mar 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (26 May 2020 to 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (26 May 2020 to 18 Jan 2024)
  • Advance Wealth Limited (no longer approved here)

    FRN 494241

    • CF30 Customer (1 Aug 2014 to 30 Apr 2018)
  • Oasis Crescent Wealth (UK) Limited (no longer approved here)

    FRN 572395

    • CF30 Customer (20 Mar 2014 to 25 Jul 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Sep 2013 to 28 Jan 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Mar 2011 to 30 Sep 2013)
    • CF22 Investment Adviser (Trainee) (12 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.